1. Narrative technique /
point of view:
The author of a fictional text chooses a
narrator (fortæller) to tell his story through. Whatever he chooses will
have consequences for the story being told. In his choice of narrator the
author picks a special point of view. There are many variations and
combinations of points of view. The most common are:
First person narrator:
The first person narrator can relate only
what he/she sees, feels, knows and thinks. The reader therefore gets to know
this character very well and may sympathize and identify with him/her.
First-person narratives are often exciting, convincing and engaging.
However, they may also be deceptive as the narrator may not always be
reliable.
Example: Edgar Allan Poe, "The
Tell-Tale Heart" The narrator of this horror story is raving mad. He has
killed an old man because he was repelled by his staring eye. He is
telling the story of how and why he did this and how the crime was
eventually discovered. Throughout the story he claims to be sane though
the events and the tone of the narrative demonstrate the opposite. Clearly
a case of the unreliable narrator. This is how the story starts:
"True! - nervous-very, very dreadfully
nervous I had been and am; but why will you say that I am mad? The disease
had sharpened my senses- not destroyed- not dulled them. Above all was the
sense of hearing acute. I heard all things in the heaven and in the earth.
I heard many things in hell. How, then, am I mad? Hearken! and observe how
healthily - how calmly I can tell you the whole story."
Third-person narrator: There are three
major variations of the third-person narrative:
a. The omniscient narrator knows
everything there is to know about all the characters and the reasons for
and consequences of their actions. He may comment on the
events/characters. This method of narrating is very common in older texts.
It is not so often used in modern literature.
Example: Graham Greene, "The
Destructors". In this story a gang of boys have set out to destroy from
the inside and piece by piece Old Misery's house. Here follows a
description of the mess they have created and the omniscient narrator's
comments and interpretation of the scene:
"The kitchen was a shambles of
broken glass and china. The dining-room was stripped of parquet, the
skirting was up, the door had been taken off its hinges, and the
destroyers had moved up a floor. Streaks of light came in through the
closed shutters where they worked with the seriousness of creators- and
destruction is after all a form of creation. A kind of imagination had
seen this house as it had now become."
b. The objective narrator knows
only what he/she can see from the outside about the characters and their
actions. He/she does not know anything about reasons and consequences but
leaves it for the reader to find out for himself/herself. Thus, it demands
a great deal of the reader. The method may be compared to a scene in a
play where things also have to be shown rather than told.
Example: Hemingway, "Indian
Camp". Here Nick's father discovers that the husband of the Indian woman
whose baby he has just delivered has killed himself. Notice the
objectivity of the description:
"He pulled back the blanket from the
Indian's head. His hand came away wet. He mounted on the edge of the
lower bunk with the lamp in one hand and looked in. The Indian lay with
his face toward the wall. His throat had been cut from ear to ear. The
blood had flowed down into a pool where his body sagged the bunk. His
head rested on his left arm. The open razor lay, edge up, in the
blankets. "
c. The restricted third-person
narrator represents a type of narrative between the first-person
narrator and the omniscient narrator. The restricted third-person narrator
may give background information (like the omniscient narrator), but at the
same time the point of view is restricted to one character and his/her
range of knowledge/experience (like first-person narrator).
Example: Bernard MacLaverty,
Cal. The novel takes place in Northern Ireland. It describes how the
conflict between Protestants and Catholics affect regular people, among
them Cal, who represents the restricted third-person narrator. Here
follows his description/experience of his neighborhood:
"As he turned into his street he
felt the eyes on him. He looked at the ground in front of him and
walked. The eyes would be at the curtains or behind a hedge as a man
paused in his digging. He could not bear to look up and see the flutter
of Union Jacks and now the red and white cross of the Ulster flag with
its red hand. Of late there were more and more of these appearing in the
estate. It was a dangerous sign that the Loyalists were getting angry.
The flags should all have been down by now because the Twelfth of July
was long past."
2. Characterization:
Characterization may be made through
explicit description of the characters and implicitly through
their dialogue, language, thoughts and behaviour.
Example: Explicit description: In
John Steinbeck's novel, Of Mice and Men one of the main characters,
George, is introduced in the following way:
"... The first man was small and
quick, dark of face, with restless eyes and sharp strong features. Every
part of him was defined: small, strong hands, slender arms, a thin and
bony nose..."
Example: Implicit description: In
Ernest Hemingway's short story, "Indian Camp", Nick's father, the doctor,
has just performed a Caesarian on an Indian woman with a jack-knife and
without using anaesthetics and is discussing the feat with Uncle George.
The following short piece of dialogue gives us a clear impression of the
different reactions of the two characters to the episode and gives us an
insight into their personality, as well:
"That's one for the medical journal,
George", he said. "Doing a Caesarian with a jack-knife and sewing it up
with nine-foot, tapered gut leaders." Uncle George was standing against
the wall, looking at his arm. "Oh, you're a great man, all right", he
said".
Most often in serious literature the main
characters will be portrayed in great detail and with a lot of nuances so
that the reader gets full impression of the complexity of the characters. If
he/she wants to achieve a certain effect (humorous, ironic or critical) the
author may, however, choose to present his characters without these nuances,
emphasizing only a few characteristic features. In such cases we talk about
flat characters or (stereo)types.
Example: In E.M. Forster's short
story "The Obelisk" the main characters, the schoolmaster Ernest and his
wife Hilda are such flat characters/stereotypes. Forster introduces his
two characters in this way:
"Ernest was an elementary
schoolmaster, and very, very small; it was like marrying a doll, Hilda
sometimes thought, and one with glass eyes too. She was larger herself:
tall enough to make them look funny as they walked down the esplanade, but
not tall enough to look dignified when she was alone. She cherished
aspirations; none would have guessed it from her stumpy exterior."
When you read a text you have to be
prepared to give a detailed description of the main characters, covering as
many aspects as possible. When describing the main characters it may be a
good idea to start with a. the concrete facts: appearance, family
background, social class, marital status etc. After that you may move on to
b. the inner life of the characters, i.e. their thoughts and feelings. Find
out what their behavior and dialogue reveal about their thoughts and
feelings. c. Development. Find out if the characters undergo a development
in the course of the story.
When you characterize a person/personal
relationships etc. it is important that you can actually base your
characterization on the text (Documentation). Therefore be prepared to
answer questions of the type, "How and where do we see this?"
3. Setting:
The setting encompasses everything
that surrounds and affects the characters from cradle to grave. In
describing and characterizing people and understanding their conflicts it is
thus necessary to study the setting.
The setting includes
a) the physical surroundings,
b) social and economic factors/background
and
c) the spiritual and emotional atmosphere.
Example (the physical
surroundings, social and economic factors/background):
In the novel The Bonfire of the Vanities
by Thomas Wolfe the protagonist, the successful and rich stock broker
Sherman McCoy misses the right exit on his way from the airport la Guardia
and ends up in the black ghetto, the Bronx, a totally alien and terrifying
territory. The description of the Bronx and McCoy's experience of the
place gives us both a clear impression the actual surroundings and of
McCoy himself, who is clearly terrified living as he does in a completely
different world:
"- astonishing. Utterly empty, a vast
open terrain. Block after block- how many? - six? - eight? - a dozen?-
entire blocks of the city without a building left standing. There were
streets and curbing and sidewalks and light poles and nothing else. The
eerie grid of a city was spread out before him, lit by the chemical yellow
of the street lamps. Here and there were traces of rubble and slag. The
earth looked like concrete, except it rolled down this... and up that
way... the hills and dales of the Bronx...reduced to asphalt, concrete,
and cinders...in a ghastly yellow glaring".
Example (the spiritual and emotional
atmosphere): In the short story "The Story of an Hour" from 1899 by Kate
Chopin the main character, Mrs. Mallard, experiences a shocking sense of
relief and liberation as she is informed of her husband's death Mrs.
Mallard is portrayed as a typical product of a well-intentioned,
protective and oppressive middle-class marriage. With the (presumed)death
of her husband she feels liberated from the kind but destructive
confinement of middle-class marriage:
"There would be no one to live for her
during those coming years; she would live for herself. There would be no
powerful will bending hers in that blind persistence with which men and
women believe they have a right to impose a private will upon a
fellow-creature. A kind intention or a cruel intention made it seem no
less a crime as she looked upon it in that brief moment of illumination."
When you describe the setting you must be
prepared to document your description by reference to the text.
4. Theme:
When we talk about the theme of a
text we refer to the basic idea of the text and the author's treatment of
this particular idea. It is often quite difficult to identify and formulate
precisely the theme in a given text.
Example: "The theme
of H.C. Andersen's fairy tale "The Ugly Duckling" is the triumph of talent
and natural gifts over adverse circumstances and the environment.
It is a good idea to study the
title of a text closely. Often it contains a clue to the identification of
the theme. Likewise, the ending of a text often has relevant information
which may help you identify the theme.
5. Structure:
Structure is the selection and
organization of the material to form a meaningful unit. Awareness of the
structure of a text may help the reader to better understand the basic ideas
of a text. There are many ways in which the author may choose to organize
his/her material. Some of them are described below:
a. Chronological narrative leading
up to a climax. In this type of text we are gradually introduced to the
characters and the important events and conflicts. There is a slow build-up
of tension which may then be released in the climax of the story.
Example: Isac Dinesen's (alias Karen
Blixen) short story "The Young Man with the Carnation" may illustrate a
narrative which has this slow and gradual opening. Before introducing the
main character, Charlie, we get a description of the surroundings and
background information about him:
"Three quarters of a century ago there
lay in Antwerp, near the harbour, a small hotel named the Queen's Hotel.
It was a neat, respectable place, where sea captains stayed with their
wives. To this house there came, on a March evening, a young man, sunk in
gloom. As he walked up from the harbour, to which he had come on a ship
from England, he was, he felt, the loneliest being in the world. And there
was no one to whom he could speak of his misery, for to the eyes of the
world he must seem safe and fortunate, a young man to be envied by
everyone. He was an author who had had a great success with his first
book. The public had loved it; the critics had been at one in praising it;
and he had made money on it after having been poor all his life..."
b. Abrupt opening (in medias res):
This is a technique often used in short fiction. The author starts in the
middle of things without previous introduction to the characters and the
events. The text may even start with the climax. This type of opening may
seem confusing to the reader. It has the effect, however, of alerting the
reader and raising his/her curiosity.
Example: Bernard MacLaverty, Cal.
In the novel Cal (mentioned earlier in connection with narrative
technique) we are thrown right into the middle of things. We receive no
background information about the character, not even his name and that he
is identical with the main character, Cal.
"He stood at the back gateway of the
abattoir, his hands thrust into his pockets, his stomach rigid with the
ache of want Men in white coats and baseball caps whistled and shouted as
they moved between the hanging carcasses. He couldn't see his father, yet
he did not want to venture in. He knew the sweet warm nauseating smell of
the place and he had had no breakfast."
c. Flash-backs: In texts starting in
medias res background information will often be given the reader gradually
to enable him/her to piece the events together. This background information
may be provided in the form of flash-backs.
Again the novel Cal may serve as an
example. From the beginning of the novel Cal is described as a
sensitive, nervous and self-hating type. We sense that Cal is troubled by
violent past events, but what those events are we do not know until
half-way through the novel where Cal thinks back on and relives the
episode which is haunting him and shaping and controlling his present.
"Tired of pacing, he lay down on the
floor with his knees to his chest for warmth. He lay inert on broken
glass, his eyes open to the night, and saw again the terrible thing he had
done. It was almost a year ago to the day that he had called for Crilly in
the van...."
d. Contrasts and parallels: An
effective way of organizing material is the use of contrasts or parallels.
The author uses contrasts and parallels to call attention to important
aspects of the text.
Example: John Steinbeck, Of Mice
and Men. In this novel the two principal characters, George and Lenny form
a clear contrast. In the introduction Steinbeck emphasizes this contrast.
However, he also stresses the point that the two opposites complement each
other, forming parallels as they share the same lot.
"Both were dressed in denim trousers
and in denim coats with brass buttons. Both wore black, shapeless hats and
both carried tight blanket rolls slung over their shoulders. The first man
was small and quick, dark of face, with restless eyes and sharp, strong
features. Every part of him was defined: small, strong hands, slender
arms, a thin and bony nose. Behind him walked his opposite, a huge man,
shapeless of face, with large, pale eyes, with wide, sloping shoulders:
and he walked heavily dragging his feet a little, the way a bear drags his
paws. His arms did not swing at his sides, but hung loosely and only moved
because the heavy hands were pendula."
6. Tone and mood: The tone of a text
is the emotional attitude of the author. The tone is created in a variety of
ways: through the choice of words, emphasis on certain words, the rhythm and
length of sentences etc.
Example: Edgar Allan Poe, "The
Tell-Tale Heart". In this short story the narrator has killed a friendly,
old man- he did not like his staring eye-cut up the body, and hidden the
pieces under the floorboards. In the following passage the author
establishes a tone of frantic madness as the narrator is haunted by the
dump sound of the dead man's beating heart:
"I paced the floor to and fro with
heavy strides, as if excited to fury by the observation of the men- but
the noise steadily increased. Oh, God! what could I do? I foamed- I raved-
I swore! I swung the chair upon which I had been sitting, and grated it
upon the boards, but the noise arose over all and continually increased:
It grew louder-louder-louder! "
The mood, on the other hand, is the feeling
a text evokes in the reader. Often the tone and the mood of a text are
identical. It need not be the case, however.
Example: In the text "A Modest
Proposal" by the satirist Jonathan Swift the narrator proposes in a calm,
reasonable and business like way to kill Irish infants before the age of
one year. They would make excellent food and their parents can't afford to
feed and raise them anyway.
"I have been assured by a very knowing
American of my acquaintance in London, that a young healthy child well
nursed is a most delicious, nourishing and wholesome food, whether stewed,
roasted, baked, or boiled; and I make no doubt that it will equally serve
in a fricassee or a ragout."
As you can see, the tone is calm and
detached. The mood it evokes in the reader, however, is one of horror and
disgust at the lack of compassion.
7. Language, images and symbols:
The use of language in a given text is the
author's conscious choice. Through the language / the choice of words he/she
gives the reader important information about the characters and situations.
It is therefore important that the reader pays close attention to the
language used in a text. Particularly the use of images and
symbols is an important stylistic device. Complex ideas and emotional
states may be captured in a concrete image without losing their complexity
and multiplicity of meaning.
Example: In the novel Lord of the
Flies, e.g. the author William Golding consciously uses imagery and
symbols to represent the important ideas of the novel. Lord of the Flies
tells the story of a group of young boys who end up on a desert island. It
describes the gradual disintegration of the group and the transformation
of the boys into savages as they are no longer subjected to the rules of
civilization. The idea of civilization, order, and rationality is
represented by a conch (konkylie), which the boys use in the beginning of
the novel to call meetings where they organize and discuss their
situation. Towards the end of the novel where total disintegration has set
in, the conch is destroyed.